Representative Tom MacArthur (R-N.J.) introduced the Securities Fraud Act of 2018 in February, which would give “exclusive federal jurisdiction over civil securities fraud actions.” State regulators are not happy.

The DOL issued a temporary enforcement policy regarding its fiduciary rule, Schwab to open accelerators in Austin and San Francisco and Black Diamond launches a new client portal.

How financial advisors can assist married couples that are fiscal unequals.

Control is driving the virtual tug of war between advisors.

Dissatisfaction rarely results in an affluent investor searching for a new advisor.

Wealthfront opens its college planning tool to all users, Acorns launches its retirement tool and the SEC builds an online tool to find troubled brokers.

The Fifth Circuit Court of Appeals will not grant AARP’s and states’ requests to rehear the case against the DOL fiduciary rule.

The implementation of GDPR may seem scary, but it really isn’t all doom and gloom.