Calvert misvalued bonds to have the wrong net asset value, resulting in incorrect performance figures and inflated fees.

iShares accounted for 93 percent of the cash the company took into its long-term funds

FINRA accused Merrill Lynch of submitting millions of inaccurate trades, making it difficult for the regulator to detect wrongdoing and potentially create false red flags.

Screening for risk. | Copyright Chip Somodevilla, Getty Images The Securities and Exchange Commission examines only 10 percent of investment advisors per year, but that doesn’t mean the other 90 percent are not reviewed. “If a fund holds the s...

Wells Fargo's wealth management unit has changed the way it reports cross-selling, the strategy at the heart of the scandal over its aggressive sales targets, and now reporting assets referred from bank employees.

(Bloomberg) -- The ultimate winner if Brexit forces banks to flee London may lie 3,500 miles away, far beyond the borders of Europe...