TD names Kate Healy 'Managing Director of Generation Next,' Towerpoint joins Dynasty, and WisdomTree model portfolios land on Envestnet's Wealth Management platform.
Lawyers for the former employee, Gary Sinderbrand, must give court authorities a disc that one of the lawyers said contains the names, Social Security numbers and account balances of tens of thousands of Wells Fargo clients
The SEC chair raised concerns with the Department of Labor's proposed rule during an appearance at the U.S. Chamber of Commerce.