SEC Chair Mary Jo White
Why Wall Street’s Top Cop Criticized by Warren Could Stay Awhile
Oct 28, 2016
If SEC Chair Mary Jo White departs should Hillary Clinton win the election, the agency could slip into paralysis.
UBS
UBS Reports Drop in Wealth Profit as Ermotti Lowers Costs
Oct 28, 2016
Expect more cost-cutting at UBS amid a drop in wealth management business.
money magnet
Motivated by Money
Oct 28, 2016
As the competition for advisors heats up, with record transition packages, top advisors are changing jerseys at a fast pace. Certainly, it is tempting to be wooed by these outsized deals that have the potential to turn someone into a wealthy man...
Why Wall Street’s Top Cop Criticized by Warren Could Stay Awhile
Oct 28, 2016
(Bloomberg) -- Political friction and vacancies in top posts at the U.S. Securities and Exchange Commission have increased the likelihood that Chair Mary Jo White could remain in the job beyond the end of President Barack Obama’s term...
UBS Reports Drop in Wealth Profit as Ermotti Lowers Costs
Oct 28, 2016
(Bloomberg) -- UBS Group AG Chief Executive Officer Sergio Ermotti pledged to continue cost cuts after profit at the wealth-management business fell and the securities unit was hurt by a slump in equities trading...
baseball game
Mix of Savvy, Cash, Luck, Fans Helps Ricketts Lift Chicago Cubs
Oct 28, 2016
It's taken a lot of luck and a bit more for TD Ameritrade's Ricketts family to get the Chicago Cubs into the World Series.
Ten Critical Differences in the Democratic and Republican Proposed Tax Plans
Ten Critical Differences in the Democratic and Republican Proposed Tax Plans
Oct 27, 2016
DOL sign
Fiduciary Rule FAQs
Oct 27, 2016
Department of Labor releases its first wave of FAQs on the fiduciary rule, baby boomers seek more advice from advisors than millennials and CentSai launches experts section.
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