The outgoing CEO of Orion Advisor Solutions shares his journey from the founding of the company, the firm’s growth over the years and perspectives on the future of wealth management, technology and AI.
Patrick “Pat” Ricketts and Mindy Helfrich of Vintage Financial Group have more than four decades of total industry experience and have worked together for more than 10 years.
Paul Brahim will take over as president-elect from Claudia Cypher Kane, who is succeeding current President James Lee on Jan. 1.
Beaman enters the next chapter of her career, which includes a place on Commonwealth’s advisory board and a new executive coaching and consulting business.
Pitcairn CEO Leslie Voth is passing the torch of the century-old firm to Andrew Busser in November.
The firm’s Seattle Private Bank Office hopes to double its headcount in the next five years.
Brett Harrison, who currently leads Cetera Advisors, will exit the company after 25 years.
The ninth annual "Wealthies" Awards were held on Sept. 7 at the Ziegfeld Theater in New York City.
Rashawn Russell faces up to 30 years in prison after pleading guilty to his role in a scheme that defrauded nearly 30 investors out of approximately $1.5 million.
