The 10-person Variant Path Group in Charlotte, N.C. joins Rockefeller Global Family Office.

Inside the college competition that gives students a taste of the challenges advisors face.

Caplan Financial Group and Advisory Partners represent Miracle Mile’s first two transactions since taking on private equity partner Corsair Capital in late 2022.

Christopher Armstrong seeks to reverse a FINRA arbitration win for Morgan Stanley. The wirehouse filed that arbitration to recoup his part of a previous award owed to Charles Schwab.

The adoption of model portfolios hasn’t become as widespread as the industry expected when they came on the market.

A team of four serving athletes and entertainers has joined UBS in Albany, NY.

Ryan Poterack shuttered his own RIA to join Private Advisor Group, as part of the firm’s growing cohort of fee-only advisors.

The “Investor Choice Act” would prohibit b/ds and advisors from mandating client arbitration. Additionally, PIABA and other investor advocates are pressuring the SEC to ban the practice.