The introduction of T shares and clean shares is well intentioned, but in many cases, older share classes already offered by fund managers can save investors more money, and mitigate conflicts of interest.
How QMS technology can ensure advisors stay on the right side of the new DOL rule.
Despite a delay and speculation around outright repeal, the DOL’s fiduciary rule becomes applicable today. Here’s how the industry is reacting.
Ideas to consider to strengthen your business and reduce your exposure to risk as the new regulations get implemented.
Advisors will no longer be able to offer clients hundreds of investments, but few assets managed by the brokerage will be affected.
The OMB posted a notice by the Department of Labor on its website saying it plans to solicit information about the rule from the public and interested parties.
With the fiduciary rule in doubt, seeking professional advice about money remains a dangerous proposition.
The DOL's fiduciary rule takes effect at the end of this week.
UBS Wealth Management Americas advisors now will be paid based solely on the amount of assets and not the volume of transactions or the products they recommend for retirement accounts.