LPL Financial's head of national sales and consulting, Andy Kalbaugh, will retire at the end of the first quarter 2021.

Despite the pandemic, economy and uncertain market, the platform continues to add assets and new features.

Brea, Calif.-based PSM Private Wealth Management and San Diego-based California Wealth Transitions have joined forces.

The advisors at Equitrust Financial Group felt it would be in clients’ best interest to affiliate with a publicly traded b/d with self-clearing capabilities.

The partnership will allow PGIM to bring its real estate, private credit and other private strategies to retail clients.

The zero-commission trading app is adding call center employees at two offices outside of its Menlo Park, Calif., headquarters.

Scott Belous moves from TD Ameritrade's retail brokerage to lead LPL Financial's efforts to improve the end user experience.

FINRA, the SEC and the Commodity Futures Trading Commission fined Interactive Brokers for failing to properly support its own anti-money laundering program.

Advisors opening service tickets or changing clients' addresses will be among those benefiting from the improvements, according to the announcement.

Bialke Financial Partners has joined Financial Resources Group Investment Services, one of LPL’s large offices of supervisory jurisdiction, and the team will operate as the investment arm of American Bank of the North.