The three advisors that make up JCG cited LPL's new "ClientGoals" addition to the ClientWorks platform as an enticing benefit of the new partnership.

PEAK6 is funding a fintech program at the University of Michigan Ross School of Business.

Mercer Global Advisors said it has acquired Sage Future Financial, a $100 million RIA based in Albuquerque that serves approximately 45 households.

Royal Harbor Partners, which is using Purshe Kaplan Sterling Investments as its broker/dealer, is led by partners Glenn Royal, Michele Jones and Natalie Picha.

Elias Herbert Hafen told clients to liquidate stocks and retirement accounts to invest in a fake investment fund, according to allegations; instead, the money went toward his expensive art collection.

HighTower is the latest enterprise client to sign on for the risk alignment and trading automation company's tools.

The rebranding is in addition to $23 million in new equity and debt financing and two new products

Morningstar analysts ran mutual funds and ETFs through its new methodology, taking effect Oct. 31, to see the impact of the ratings enhancement.

The Canadian bank has acquired a family office based in St. Louis and New York. 

Broadridge makes a move to bring compliance and compensation management technology into its portfolio.