The five-employee, multigenerational, family-run advisory firm serves investors in Alabama.

The addition of The Parker Group, which joins Baird from Morgan Stanley, marks the 11th private wealth management office in the state for the wealth management firm.

Katherine Jollon Colsher will succeed Janet Cowell as head of the organization, which works to ensure that 30% of investable capital will be managed by women by 2030.

Forest Williams Jr. of The Opus Group of Virginia specializes in asset management and retirement income planning, and will join the firm from MML Investors Services.

FINRA alleges Wells Fargo failed to properly supervise variable annuity switches.

Orion Advisor Tech users will already be familiar with some of the new features available to TAMP users.

Wealth Enhancement Group acquired its third New York office.

Shih is moving into the role of executive chairperson; COO Mike Boese is taking over as CEO.

Creative Planning, the Overland Park, Kan.-based RIA led by CEO Peter Mallouk, announced its biggest acquisition to date Wednesday, $1.6 billion AUM Atlanta RIA TrueWealth.

Matthew Clason cultivated a personal relationship with the client, who considered him 'a good friend.'