Many breakaway brokers who think they're joining an 'independent' model are being sold a bill of goods.

A New Jersey woman claims a broker with Wells Fargo Advisors Financial Network used proceeds of her late husband's life insurance policy to invest in speculative options and volatile non-income-producing individual securities such as Facebook.

Once the deal closes, Broadridge’s Matrix subsidiary will become one of the largest independent service providers of custodial and sub-custodial solutions with about $420 billion in assets under administration and more than 118,000 plan accounts...

The Global Wealth and Investment Management group's net income topped $1 billion in the first quarter.

One analyst asked if the bank's Wealth and Investment Management unit, which continues to lose advisors, was up for sale.

Riskalyze CEO Aaron Klein gives the thumbs-up or thumbs-down on the biggest news to hit advisor technology in the previous month.

Nine of Janney’s new advisor recruits during the quarter came from Wells Fargo Advisors.

Investors are hungry for cash solutions, in part because they've missed billions in interest payments since 2009.

Principal Financial Group is paying $1.2 billion for the bank's retirement business, which serves 7.5 million U.S. customers.

Concentrated wealth and extended lifespans have created a gold-plated family planning industry for the super rich.