Bharara, who became U.S. attorney for the Southern District of New York in 2009, might view the SEC as a consolation prize, as he’s been mentioned as a possible contender to lead the Justice Department.
VVP CEO Craig Findley has reunited with members of his former UBS team.
Captrust secures its first Colorado location with Shine Wealth Partners acquisition.
Dana Wilson found a simple unmet need in wealth management—the ability for retail investors to search specifically for Black and Hispanic advisors.