Marcus Boggs pleaded guilty earlier this year for swindling clients, including one man who had received a large civil settlement from a wrongful murder conviction. Boggs was sentenced to more than three years in prison.
Leo Group, The Capital Company and BFT Financial Group merged to form $4.3 billion Leo Wealth to better serve international wealth.
The advisor moves, mergers and acquisitions you may have missed the week of Aug. 9-13, 2021.
RIA consulting firm FP Transitions has tapped Scott Leak, whose institutional sales role at TDAI was cut in the wake of Schwab's acquisition, as a senior consultant.
Melanie Senter Lubin will succeed current President Lisa Hopkins, West Virginia’s senior deputy securities commissioner, after NASAA's annual meeting in September.
Miami-based Investor Solutions is Wealth Enhancement Group’s first South Florida location.
Tower 68 is LPL's 11th team to come through its premium affiliation model for wirehouse and regional broker breakaways.
Todd Kristol will be a partner and head of real estate, initially focusing on office, industrial, multifamily and retail properties.
Nubank’s David Velez and his wife, Mariel Reyes, committed to give most of their wealth to philanthropy.
