The commission’s proposal will make it more difficult for clients “to use false identities to establish customer relationships” with advisors, according to Chair Gary Gensler.

The acquisition of Soudmark Wealth Management is Edelman’s first deal of 2024.

How illogic in DOL’s Retirement Security Rule produces a crisis of identity for insurance professionals.

Live, in person and interactive training works best.

This new wave of 'RIA breakaways' is feeling the pushes and pulls of an evolving industry.

The debate at the conference reflects a broader dispute taking place across corporate America over the role of DEI.

Several strategies vetted by Mercer are now available to financial advisors using CAIS’s platform.

Kelly Milligan filed a class action complaint in federal court, arguing he lost $500,000 in deferred compensation after leaving the wirehouse several years ago. One attorney estimated more than 1,000 former Merrill advisors have a similar story.

A recent New York Times article suggested that Blackstone's non-traded REIT is inflating its property valuations. But real estate industry insiders say they are not worried.

The five advisors are based in Newton Lower Falls, Mass. and will form Lightship Wealth Strategies.