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The Dos and Don’ts Under the New SEC Marketing Rule

Available On Demand

The new SEC Marketing Rule went into effect in May of last year and with the looming countdown to the November 4th deadline, many advisors are wondering how to maximize this opportunity, and still remain compliant. Bring your questions because our panelists have the answers! 

Join Susan Theder, Chief Marketing and Experience Officer at FMG Suite and Max L. Schatzow, Esq. of Stark & Stark Investment Management & Securities Group as they discuss the biggest marketing opportunities with the new rule and take a deep dive into what you can and can’t do. 

Susan and Max will share how you can: 

  • Compliantly solicit and use testimonials in your marketing
  • Establish your online reputation with Google reviews
  • Optimize your website with a testimonial page
  • Leverage testimonials in your marketing

This is an event you won’t want to miss! So, bring your burning questions and we hope to see you then.

Suzanne Siracuse - Moderator
Founder and CEO
Suzanne Siracuse Consulting Services, LLC


Susan Theder
Chief Marketing and Experience Officer
FMG Suite


Max L. Schatzow, Esq.
RIA Lawyers


Sponsored by



CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits have been applied for and are pending approval.



TAGS: Resources