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Award Category
Asset Managers
FS Investments
Chief Executive Officer of the Year
Michael Forman
Award Finalists
Allspring Global Investments
Allspring Global Investments
Chief Marketing Officer of the Year
Kelly Vives
Arnerich Massena
Diversity, Equity and Inclusion
Diversity Equity and Inclusion Campaign
AXS Investments
Alternatives
Inflation Sensitive ETF
AXS Investments
New Product Development
Inflation Sensitive ETF
Bank of America
Charitable Giving / Donor Advised Funds
Maximizing Clients Giving
AXS Investments
ETFs
Inflation Sensitive ETF
Cadre
Real Estate (including REITs)
Direct Access Fund
Cohen & Steers
Cohen & Steers
Digital Marketing Campaign of the Year
Real Assets Digital Marketing Campaign
Cohen & Steers
Cohen & Steers
Real Estate (including REITs)
REIT Academy
Cohen & Steers
Cohen & Steers
Thought Leadership Advisor Education
Real Assets Thought Leadership Campaign
Defiance ETFs
Chief Executive Officer of the Year
Sylvia Jablonski
Defiance ETFs
New Product Development
NFTZ NFT ETF
Diamond Hill
Chief Executive Officer of the Year
Heather Brilliant
Eaglebrook Advisors
Eaglebrook Advisors
Separate Accounts
Crypto SMA Platform
Elm Wealth
Thought Leadership Product Enhancement
Investor Calculators
Envestnet, Inc.
Envestnet, Inc.
Socially Responsible Investing (SRI)/Impact Investing
ESG Due Diligence Framework
Ethic
Chief Executive Officer of the Year
Doug Scott
Fiduciary Trust Company
Fiduciary Trust Company
Charitable Giving / Donor Advised Funds
Donor Advised Funds
Fiduciary Trust Company
Fiduciary Trust Company
Thought Leadership Advisor Education
Advisor-Client Engagement Insights
First Ascent Asset Management
First Ascent Asset Management
Chief Executive Officer of the Year
Scott MacKillop
First Ascent Asset Management
First Ascent Asset Management
Chief Marketing Officer of the Year
Ben Sullivan
Fiduciary Trust International
Diversity, Equity and Inclusion
DEI Shareholder Engagement
First Ascent Asset Management
First Ascent Asset Management
Socially Responsible Investing (SRI)/Impact Investing
Flat Fee ESG Initiative
FlexShares
FlexShares
Socially Responsible Investing (SRI)/Impact Investing
ESG and Climate Suite
FS Investments
FS Investments
Chief Executive Officer of the Year
Michael Forman
FS Investments
FS Investments
Corporate Social Responsibility
Philadelphia Financial Scholars
FS Investments
FS Investments
New Product Development
Chiron Real Asset Fund
Guggenheim Investments
Guggenheim Investments
Thought Leadership Advisor Education
Macro Alert/Macro Markets Podcast/Behavioral Finance Initiative
Hamilton Lane
Alternatives
Private Markets 101
Hamilton Lane
Diversity, Equity and Inclusion
Emerging Talent Internship Program
Hamilton Lane
New Product Development
Private Assets Fund (PAF)
Hartford Funds
Thought Leadership Advisor Education
Human-centric Investing Podcast
Humankind Investments
Humankind Investments
Chief Executive Officer of the Year
James Katz
Humankind Investments
Humankind Investments
ETFs
Humankind US Stock ETF
Humankind Investments
Humankind Investments
Socially Responsible Investing (SRI)/Impact Investing
Humankind US Stock ETF
Innovator ETFs
Innovator ETFs
Chief Executive Officer of the Year
Bruce Bond
IndexIQ
IndexIQ
Fixed Income
ESG Bond ETF
Innovator ETFs
Innovator ETFs
ETFs
Defined Outcome ETF
Janus Henderson Investors
ETFs
Sustainable Solutions ETFs Launch
John Hancock Investment Management
Corporate Social Responsibility
MLK Scholars Program
Separate Accounts
Sub-Advisory for RIA's
KraneShares
ETFs
Climate/ESG ETF
Macquarie Asset Management
Digital Marketing Campaign of the Year
The Sharpe Advisor Private Markets Guide
Macquarie Asset Management
Thought Leadership Advisor Education
Think Again Podcast
Masterworks
Masterworks
New Product Development
Diversified Art Portfolio
Masterworks
Masterworks
Thought Leadership Advisor Education
Art as an Asset Class
Morgan Stanley
Diversity, Equity and Inclusion
The Equity Collective
Morgan Stanley
Socially Responsible Investing (SRI)/Impact Investing
Impact Signal
Morningstar, Inc.
Morningstar, Inc.
New Product Development
U.S. Sustainability Moat Focus Portfolios (SMA)
Morningstar, Inc.
Morningstar, Inc.
Thought Leadership Advisor Education
Investment Management Symposium
Nationwide Financial
Nationwide Financial
Alternatives
Risk-Managed Income ETF Suite
Nationwide Financial
Nationwide Financial
Thought Leadership Advisor Education
Legacy Essentials
Nationwide Financial
Nationwide Financial
Diversity, Equity and Inclusion
Nationwide Retirement Institute Diverse Markets Initiative
Natixis Investment Managers
Digital Marketing Campaign of the Year
Sustainable Future Digital Marketing Campaign
IndexIQ
IndexIQ
New Product Development
Dual Impact ETF Suite Expansion
IndexIQ
IndexIQ
Socially Responsible Investing (SRI)/Impact Investing
Dual Impact ETF Suite Expansion
Noyack Capital
Real Estate (including REITs)
REIT Investment Using Cryptocurrency
Nuveen
Nuveen
Fixed Income
Global Fixed Income Impact Report
Nuveen
Nuveen
Thought Leadership Advisor Education
RealAccess: Global Insights for Real Estate Investors
Principal Global Investors
Digital Marketing Campaign of the Year
Speaker Series and Digital Marketing Campaign
Principal Global Investors
Thought Leadership Advisor Education
Speaker Series
Russell Investments
Russell Investments
Chief Marketing Officer of the Year
Mollie Jensen
Russell Investments
Russell Investments
Separate Accounts
Russell Investments Personalized Managed Accounts (PMA)
Schwab Charitable
Schwab Charitable
Charitable Giving / Donor Advised Funds
The Schwab Charitable Giving Guide
Simplify
Alternatives
Democratizing Access to Better Portfolios
Simplify
Chief Executive Officer of the Year
Paul Kim
Simplify
ETFs
Democratizing Access to Better Portfolios
SpiderRock Advisors
SpiderRock Advisors
Chief Executive Officer of the Year
Eric Metz
SteelPeak Wealth
Alternatives
SteelPeak Capital Opportunity Funds
StepStone Conversus LLC
Alternatives
StepStone Conversus
TrueShares ETFs
ETFs
Structured Outcome ETFs
VanEck
VanEck
ETFs
Digital Asset Fund Expansion
VanEck
VanEck
New Product Development
Digital Asset Fund Expansion
VanEck
VanEck
Thought Leadership Product Enhancement
Digital Asset Fund Expansion
Voya Financial
Voya Financial
Chief Executive Officer of the Year
Christine Hurtsellers
WisdomTree
ETFs
Expanded ETF Offerings

Registration

Kate Healy

Kate Healy is a financial services industry Marketing executive and NextGen advocate, purposefully building brands.

Healy is widely recognized as a leading advocate for the next generation of financial planners, for women advisors and for the financial planning profession. Wealthmanagement.com named her to the 2018 “Ten to Watch” list. In 2016, Investment Advisor magazine named Healy as one of the industry’s 25 most influential people. Healy was named to InvestmentNews’ inaugural “Women to Watch” in 2015. Additionally, she was TD Ameritrade’s 2014 Impact Award winner for Diversity and Inclusiveness.

She is the 2021-2022 board chair for the Foundation for Financial Planning and clerk of the Invest in Others board. Kate also is a founding member of the CFP Board’s Women’s Initiative (WIN) Council, the Center for Financial Planning’s Advisory Council, and the Center’s Diversity Advisory Board. She was formerly managing director for TD Ameritrade Institutional, leading marketing and Generation Next.

Healy is a frequent contributor to industry publications and podcasts, including Barron’s: The Way Forward, WealthManagement.com, and InvestmentNews, and is a repeat speaker at industry events including FPA, NAPFA, FA Magazine, and TD Ameritrade’s LINC national conference.

Healy holds a Bachelor of Arts in Economics from Rutgers College.

Scott Smith

With more than 20 years of financial services industry experience, Scott leads Cerulli’s research efforts focused on investor behavior and advisory relationships. In his time at Cerulli he has authored more than two dozen in-depth reports on topics ranging from wholesale distribution to digital advice platforms. His research helps Cerulli’s clients understand how to optimize their platforms given the evolving demand for financial advice.

Scott, who received his B.A. from The Johns Hopkins University in Economics and his M.B.A. from Bryant University, started his career wearing a headset at Putnam Investments’ service center, before moving to more strategic roles at MFS Investment Management and then to Cerulli in 2007.

Abby Salameh

“It’s lonely at the top, so make sure to bring your friends!”

Abby Salameh is a seasoned, executive-level professional with over 25-years of experience focused on building solutions to drive growth for independent advisory businesses and the organizations that serve them.

Having held multiple leadership positions at firms like InvestmentNews, TD Ameritrade, NFP and most recently as CMO of Hightower Advisors, Abby brings deep knowledge of martech (marketing technology) solutions, practice enrichment programs, and overall growth strategies required in the industry. She is also a dynamic, transformative leader who serves her teams with passion.

Specializing in strategic thinking and planning, driving top-line solutions, expanding revenue and growth through scaling marketing, strategic partnerships and fresh ideas, Abby won the 2020 “Thought Leader of the Year” Wealthies award.

Abby resides in New Jersey with her husband, three teenagers and her two beloved French bulldogs.

Tina Powell

Tina Powell is the CEO of C-Suite Social Media, a high-performance digital marketing and social media agency for the financial services industry. With over 20 years of hands-on digital marketing campaign and strategy, Tina’s extensive experience has kept her on the leading edge of marketing and social media. Prior to founding C-Suite Social Media, Tina was a partner at Beacon Wealth Management, an SEC-registered RIA firm based in Hackensack, New Jersey later acquired by Mercer Advisors.

Tina is a TEDx Speaker and host of In the Suite Podcast, a show that explores contemporary themes for mid and senior women in the financial services and wealth management industry, listened in 54 countries and over 1003 cities around the globe. Tina is also a judge for the WealthManagement.com Industry Awards, a Grant Judge for Invest in Others Foundation, the 2021 Stevie® Awards for Sales & Customer Service, and a member of the 2022 Women|Future Conference Advisory Board.

Tina graduated with honors from New York University with an M.A. in Graphic Communications Management and Technology and taught Integrated Marketing and Leadership in the Graduate Program. She also earned a B.S. in Business Management, magna cum laude, from Fairleigh Dickinson University and holds a Series 65 license. Tina was named to The Ten Most Empowering Women in Business for 2021 by Insights Success Magazine and Industry Era’s Ten Best Women Leaders of 2020.

Craig Pfeiffer

Craig Pfeiffer is the President & CEO of the Money Management Institute MMI is the leading voice for the global financial services organizations that provide advice and professionally managed investment solutions to individual and institutional investors. MMI enables, facilitates, and shepherds industry dialogue through national and thematic conference, education and professional development initiatives, thoughtleadership publishing, regulatory affairs, and next generation initiatives. 

Additionally, Craig is engaged in leadership roles across the financial services landscape. He is active as 

  • Co-founder and Chair of the Advisory Board for RiskBridge Advisors; RiskBridge is an OCIO asset manager focused in the non-profit, endowments and foundations space 
  • a Board Director and Lead Director for Westfield Group’s Ohio Farmers Insurance Company
  • and an Operating Partner at the private equity firm Corsair Capital. 

Craig is a proven senior financial services executive, following 29 years with Morgan Stanley Smith Barney and its predecessor firms. He transitioned from MSSB in 2012 where he was Vice Chairman and on the Executive Committee. From 2003 to 2011, he held a progression of senior positions including the National Sales Group with responsibility for marketing strategy and client communications, desktop technology, and brokerage-based banking. Additionally, he has been responsible for businesses including retirement services and corporate equity solutions. From 1982 to 2003, Craig advanced through field management roles, starting as a Financial Advisor, and transitioning into field management at all levels.

Craig is an alumnus of Indiana University Kelley School of Business and most proud of his wife Cissy, their 40-year journey, their two married children and their six grandchildren.