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MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk. 

Brian Fahey

CEO of MyComplianceOffice

Award Category
Compliance/Law Firms
Technology Providers: Compliance
Control Room Compliance Solution
MCO creates conduct risk compliance solutions that are future proof. In 2019, we released our Control Room Compliance Solution, an enterprise conflict of interest solution that provides an effective way for firms to manage the flow of sensitive information, review investment banking deals and private transactions for potential conflicts, define the associated restrictions, manage MNPI and insider lists, manage research activities while capturing a complete compliance review for auditing and regulatory reporting. With MCO’s Control Room Compliance Solution firms can improve the process of onboarding new business, clearing conflicts of interest, and meeting compliance regulations. Learn more about MCO Control Room Compliance Solution.
What is Conduct Risk and How Can Technology Mitigate it?
Conduct risk poses an existential threat to companies, but how can technology help mitigate it?
Conflicts of Interest Survey Report
Download this report for a deeper look at gifts and entertainment trends in global organizations.
Compliance in the second half of 2020
Learn with our compliance experts what is on the horizon for compliance in the second half of 2020.

About the Initiative

Guided Income Solutions℠ (GIS) is a turnkey, bucketed investment solution designed to deliver steady and tailored cash flows to clients planning for retirement. The bucketed investing framework provides an intuitive approach to converting clients’ nest eggs into an automatic income replacement based on their personal financial goals; the buckets automatically rebalance to systematically reduce risk and accommodate investors’ needs. GIS provides an alternative to annuities; delivering an investment approach that is flexible, liquid, and cost-effective.

GIS aims to transform and enhance current retirement income solutions, to: