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Broker-Dealers (All)

  • Chief Marketing Officer Of The Year
  • Chief Technology Officer Of The Year
  • Corporate Social Responsibility
  • Diversity, Equity And Inclusion
  • Social Media Leadership
  • Technology
  • Thought Leadership
  • Transition Support

Finalists

Raymond James
Lisa Turley
Oppenheimer & Co. Inc.
Joan Khoury
Commonwealth Financial Network
Brian Sullivan
Cetera
Michael Zuna

Finalists

Cambridge Investment Research, Inc.
Nick Graham
Advisor Group
Ed Obuchowski

Finalists

Parkland Securities, LLC
Support4Vets
Cetera
Cetera Diversity in Financial Planning Scholarship
American Portfolios Financial Services, Inc.
AP for LIFE Creative Residency

Laserfiche is the leading SaaS provider of intelligent content management and business process automation for highly regulated industries such as wealth management, banking and insurance. Through powerful workflows, electronic forms, document management and analytics, the platform accelerates how bu

Dedicated to the pursuit of excellence in everything we do, Cohen ; Steers is the leading global investment manager specializing in real assets and alternative income, focused on delivering diversification, alpha and income. Our teams are relentless in their drive to provide superior investment solu

Beacon Pointe Advisors is a multi-billion-dollar registered investment adviser headquartered in Newport Beach, California, with offices and clients located nationally. Clients have long relied on Beacon Pointe’s professional advisors to help determine investment goals, establish asset allocation gui

Beacon Pointe Advisors is a multi-billion-dollar registered investment adviser headquartered in Newport Beach, California, with offices and clients located nationally. Clients have long relied on Beacon Pointe’s professional advisors to help determine investment goals, establish asset allocation gui

Beacon Pointe Advisors is a multi-billion-dollar registered investment adviser headquartered in Newport Beach, California, with offices and clients located nationally. Clients have long relied on Beacon Pointe’s professional advisors to help determine investment goals, establish asset allocation gui

Beacon Pointe Advisors is a multi-billion-dollar registered investment adviser headquartered in Newport Beach, California, with offices and clients located nationally. Clients have long relied on Beacon Pointe’s professional advisors to help determine investment goals, establish asset allocation gui

Finalists

SpiderRock Advisors
Exchange Fund Replication
Morningstar Inc.
Analyst Ratings for Model Portfolios
Hawthorn, PNC Family Wealth®
Thematic Investing at Hawthorn

Finalists

Raymond James
Integrated Digital Client Connections
PEAK Reps LLC
Digital Partnership Program

Finalists

Morgan Stanley Wealth Management | Investment Solutions
Goals Planning System
Merrill, a Bank of America Company
The Client Engagement Workstation
LPL Financial
Firm Sleeve
Interactive Brokers
ESG Investing Dashboard
Independent Financial Group, LLC
RightPay Add-on for RightCapital
Commonwealth Financial Network
Commonwealth Connect

Finalists

TIAA
In Balance Content Program
Raymond James
Making Virtual Valuable
Prospera Financial Services
Executive Leadership Program
Edward Jones
The Four Pillars of the New Retirement Thought Leadership Study

Finalists

Independent Financial Group, LLC
Electronic Signature
Commonwealth Financial Network
Business Consulting Services
Atria Wealth Solutions
New Account Opening
Advisor Group
Continuity Coverage and Acquisitions Program

Registration

2021 Industry Awards Membership Opportunities

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2021 Industry Awards Sponsorship Opportunities

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