Broker Dealers (1000 Advisors or More)
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Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
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Member Circle
Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Finalists
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[posts_table post_type=”portfolio” term=”portfolio_category:chief-technology-officer-of-the-year” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
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Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:practice-management” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:practice-management” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:service” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:service” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:technology” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:technology” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
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[posts_table post_type=”portfolio” term=”portfolio_category:broker-dealers-1000-advisors-or-more+portfolio_tag:Category” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:chief-technology-officer-of-the-year” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:chief-technology-officer-of-the-year” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:corporate-social-responsibility-diversity-broker-dealers-1000-advisors-or-more” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:corporate-social-responsibility-diversity-broker-dealers-1000-advisors-or-more” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:practice-management” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:practice-management” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:service” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:service” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Finalists
[posts_table post_type=”portfolio” term=”portfolio_category:technology” columns=”image:blank, cf:company_name:Company,cf:premium_button:blank” search_box=”false” auto_width=”false”]
[posts_table post_type=”portfolio” term=”portfolio_category:technology” columns=”image:blank,cf:premium_button:blank” search_box=”false” auto_width=”false”]
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