Dedicated to the pursuit of excellence in everything we do, Cohen & Steers is the leading global investment manager specializing in real assets and alternative income, focused on delivering diversification, alpha and income. Our teams are relentless in their drive to provide superior investment…
Asset Managers
- Alternatives
- Chief Executive Officer Of The Year
- Chief Marketing Officer Of The Year
- Client Experience Initiative
- Corporate Social Responsibility
- Digital Marketing Campaign Of The Year
- Diversity, Equity And Inclusion
- ETFs
- Fixed Income
- Model Marketplaces
- New Product Development
- Real Estate (Including Reits)
- Separate Accounts
- Social Media Leadership
- Socially Responsible Investing (Sri) / Impact Investing
- Thought Leadership Advisor Education Content
- Thought Leadership Advisor Education Initiative
- Thought Leadership Product Enhancement
Conversus is an investment firm designed to expand access to the private markets for high net worth and mass affluent investors and is wholly owned by StepStone. Conversus seeks to create innovative, investor-centric solutions by focusing on convenience, efficiency and transparency. Conversus is der
Finalists
Ethic is a tech-driven asset manager that enables advisors to personalize a given index in line with a client’s investment, values, and tax management preferences, all while seeking to minimize tracking error to the underlying benchmark. Ethic’s offering is available to advisors custodying with…
First Ascent is the only full-service TAMP to offer outsourced portfolio management services for a low flat fee, making outsourcing affordable for all advisors.; First Ascent offers a range of investment services and tools to help advisors grow their businesses, attract new clients, and better serve…
Finalists
ARK Invest
Cathie Wood
Innovator Capital Management (Innovator ETFs)
Bruce Bond
VanEck
Jan van Eck
Finalists
Nuveen Investments
Marty Willis
Milliman Financial Risk Management
Matt Kaufman

For four decades, State Street Global Advisors has served the world’s governments, institutions and financial advisors. With a rigorous, risk-aware approach built on research, analysis and market-tested experience, we build from a breadth of active and index strategies to create cost-effective…
Finalists
Russell Investments
Advisor-Client Conversation Tools
Finalists
Natixis
Corporate Social Responsibility Programs
Mondrian Investment Partners
Carbon Offsetting Initiative

Janus Henderson Investors
JA Titan
Greenbacker Capital
The Pollinator Project
Chicago Capital
Chi-Cap in the Community
Bay Street Capital Holdings
Renewable Energy, Impact, DEI
Nationwide, a Fortune 100 company based in Columbus, Ohio, is one of the largest and strongest diversified insurance and financial services organizations in the United States. Nationwide is rated A+ by both A.M. Best and Standard ; Poor’s. An industry leader in driving customer-focused innovation…
Dedicated to the pursuit of excellence in everything we do, Cohen & Steers is the leading global investment manager specializing in real assets and alternative income, focused on delivering diversification, alpha and income. Our teams are relentless in their drive to provide superior investment…
Finalists
PGIM
New Economic Reality Educational Campaign
AberdeenStandard Investments
Precious Metals’ Place in a Portfolio
Carson Group serves financial advisors and investors through its businesses including Carson Wealth, Carson Coaching, and Carson Partners. The family of companies offers coaching and partnership services to advisor firms – and straightforward financial advice to the investing public…
Hamilton Lane (NASDAQ: HLNE) is a leading private markets investment management firm providing innovative solutions to sophisticated investors around the world. Dedicated exclusively to private markets investing for 30 years, the firm currently employs approximately 475 professionals operating in office
John Hancock is a unit of Manulife Financial Corporation, a leading international financial services group that helps people make their decisions easier and lives better. We operate primarily as John Hancock in the United States, and Manulife globally, including Canada, Asia and Europe. We provide…
Nationwide, a Fortune 100 company based in Columbus, Ohio, is one of the largest and strongest diversified insurance and financial services organizations in the United States. Nationwide is rated A+ by both A.M. Best and Standard ; Poor’s. An industry leader in driving customer-focused innovation…
Finalists
Bailard
Bailard’s 2020 Intern Program
Fiduciary Trust International
Shareholder Engagement
Goldman Sachs Ayco Personal Financial Management
Financial Wellness for Diverse Communities
Northern Trust Asset Management
Diversity, Equity and Inclusion Leadership
Nationwide, a Fortune 100 company based in Columbus, Ohio, is one of the largest and strongest diversified insurance and financial services organizations in the United States. Nationwide is rated A+ by both A.M. Best and Standard ; Poor’s. An industry leader in driving customer-focused innovation…
Finalists
VanEck
BUZZ Social Sentiment ETF
T. Rowe Price
Active (Shielded) ETFs
SoFi
Weekly Income ETF (TGIF)
Simplify ETFs
New ETFs
NextFins, LLC
India Financial Services ETF (INDF)
Innovator Capital Management (Innovator ETFs)
Defined Outcome ETFs

Defiance ETFs
SPAC ETF
Adasina Social Capital
Adasina Social Justice Public Equities ETF (JSTC)
Fidelity’s mission is to inspire better futures and deliver better outcomes for the customers and businesses we serve. With assets under administration of $10.3 trillion, including discretionary assets of $3.9 trillion as of March 31, 2021, we focus on meeting the unique needs of a diverse set of…
Finalists
Thornburg Investment Management
Fixed Income Platform
Riskalyze is transforming the advisory industry by empowering investment advisors to create alignment between clients and portfolios, leveraging sophisticated analytics to increase the quality of their advice, automating trading and client account management, and accessing world-class models and res…
Orion has been the platform of choice for all growth-focused advisory firms looking to strengthen their client relationships, gain a competitive edge in a crowded marketplace, and build strong, profitable businesses…
Finalists
Strategy Marketplace
Tactical Robo Advisory TAMP Platform
Market Guard
Model Portfolio Platform
Conversus is an investment firm designed to expand access to the private markets for high net worth and mass affluent investors and is wholly owned by StepStone. Conversus seeks to create innovative, investor-centric solutions by focusing on convenience, efficiency and transparency. Conversus is der
IndexIQ, a New York Life Investments company, is a pioneer and leading provider of ETFs focused on innovative strategies that include liquid alternative and factor-based equity and fixed income ETFs. IndexIQ offers access to atypical investment solutions that were once out of reach for most investor…
Hamilton Lane (NASDAQ: HLNE) is a leading private markets investment management firm providing innovative solutions to sophisticated investors around the world. Dedicated exclusively to private markets investing for 30 years, the firm currently employs approximately 475 professionals operating in office
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients…
Finalists
Simplify ETFs
New ETFs
QMA
PGIM Quant Select
Janus Henderson Investors
AAA CLO ETF (JAAA) Product Launch
AlphaTrAI
Select Ai Fund
Adhesion Wealth
Personal Indexes with ESG Overlay
Dedicated to the pursuit of excellence in everything we do, Cohen & Steers is the leading global investment manager specializing in real assets and alternative income, focused on delivering diversification, alpha and income. Our teams are relentless in their drive to provide superior investment…
Finalists
RealVantage
Real Estate Investor Platform
At Wells Fargo Asset Management, we put the client at the center of everything we do. Our commitment: Help clients achieve what matters most to them on their path to financial well-being. We do this by channeling the collective wisdom of our specialized investment teams…
Finalists
SAM: Smartleaf Asset Management
Robo Subadvisory Rebalancing Service

QMA
PGIM Quant Select
For four decades, State Street Global Advisors has served the world’s governments, institutions and financial advisors. With a rigorous, risk-aware approach built on research, analysis and market-tested experience, we build from a breadth of active and index strategies to create cost-effective…
Guggenheim Investments is the global asset management and investment;advisory division of Guggenheim Partners and manages assets across;fixed-income, equity, and alternative; strategies.;Our;investment;professionals perform rigorous fundamental and quantitative research to;understand market trends a
Ethic is a tech-driven asset manager that empowers financial advisors to become sustainability experts, modernize their practice, and forge deeper relationships with existing and prospective clients. The firm uses separately managed accounts to create sustainable, personalized investment portfolios
As Envestnet’s portfolio consulting group, Envestnet | PMC is the ultimate “advisor to the advisor.” Envestnet | PMC’s goal is to strengthen the relationship between advisors and their clients, by helping advisors and institutions leverage all the tools, capabilities, and resources of the Envestnet…
Finalists
SEI
Personalization and SRI for Passive Investing
Bailard
Small Cap Value ESG Strategy
AXS Investments
AXS Sustainable Income Fund
Adasina Social Capital
Adasina Social Justice Public Equities ETF (JSTC)
Dedicated to the pursuit of excellence in everything we do, Cohen & Steers is the leading global investment manager specializing in real assets and alternative income, focused on delivering diversification, alpha and income. Our teams are relentless in their drive to provide superior investment…
Fidelity’s mission is to inspire better futures and deliver better outcomes for the customers and businesses we serve. With assets under administration of $10.3 trillion, including discretionary assets of $3.9 trillion as of March 31, 2021, we focus on meeting the unique needs of a diverse set of…
Fiduciary Trust Company (FTC) is a private wealth management firm focused on individuals, third-party advisors, family offices, and nonprofits seeking objective expertise to grow and protect their investments. FTC’s capabilities include customized wealth planning, investment management, trust…
Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners and manages assets across fixed-income, equity, and alternative strategies. Our investment professionals perform rigorous fundamental and quantitative research to understand market trends…
Transamerica has been helping people feel better about the future for more than 100 years. We provide investment, retirement, and life insurance solutions to millions of customers throughout the U.S., but the way we see it, our responsibility goes beyond our clients’ accounts. We’re in the business
Finalists
Columbia Threadneedle
Practice Management Content
Invesco
Tackling Inequality through ESG and Active Ownership
Carson Group serves financial advisors and investors through its businesses including Carson Wealth, Carson Coaching, and Carson Partners. The family of companies offers coaching and partnership services to advisor firms – and straightforward financial advice to the investing public…
Finalists
Black Creek Group
Real Estate University

Macquarie Asset Management
Sharpe Advisor
Russell Investments
Advisor-Client Conversation Tools
SpiderRock Advisors is an asset management firm focused on providing customized option overlay strategies to advisors and institutions. ;Combining world-class technology with comprehensive derivative expertise, we are making it easy for Institutions and Financial Advisors to add option strategies…
Morningstar has been empowering investor success since 1984 with our comprehensive data, cutting-edge research, and sophisticated analytics. Our global database is one of the largest in the business, but the real power is in the standards we apply to ensure its quality. We are independent thinkers…
Finalists
Hawthorn, PNC Family Wealth®
Thematic Investing at Hawthorn
John Hancock Investment Management, a company of Manulife Investment Management, serves investors globally through a unique multimanager approach: We search the world to find proven portfolio teams with specialized expertise for every strategy we offer, then we apply robust investment oversight…
Finalists