MarketCounsel Consulting is the leading business and regulatory compliance consultancy to the country's preeminent independent investment advisers throughout all stages of their lifecycle. From its roots in 2000, MarketCounsel has been steadfast in its mission to deliver solutions to the most substantial challenges faced by entrepreneurs in this fast-growing and highly-regulated industry and it has emerged as one of its most effective advocates. From the initial launch of an adviser to its award winning regulatory compliance management platform, and from its business growth to its time-tested succession strategies, MarketCounsel consistently delivers trusted counsel within an extraordinary service experience by leveraging the the industry's finest minds, the most advanced technology and sound business processes.
Mark by MarketCounsel
After a strategic investment, MarketCounsel Consulting rebuilt every element of its compliance management program within one of the leading regulatory compliance applications, SmartRIA, to deliver its tailored compliance program to its member firms. MarketCounsel’s bespoke compliance program and its custom monitoring algorithms are now embedded within the first ever managed edition of SmartRIA. Known simply as “Mark,” its clean interface allows firms to attest to their compliance with custom-curated tasks and forms while uploading their evidence. Mark also allows firms to upload their compliance documents and other content in a structure that allows them to share with nd deliver to their staff and management. Finally, Mark presents independent RIAs with MarketCounsel’s a tailored feed of articles that digest and disseminate news that impacts them,