At ComplySci, we believe advanced compliance technology empowers compliance professionals to transform their business. More than 7,000 customers, including some of the world’s largest financial institutions, rely on ComplySci’s scalable and sophisticated platform to stay ahead of risk and unlock the strategic potential of their compliance data. Its family of firms includes ComplySci, RIA in a Box, illumis, a ComplySci company, NRS, a ComplySci company, and ITEGRIA®, a division of RIA in a Box. Together, the family of firms offer a full suite of governance, risk and compliance (GRC) consulting, technology, managed services, analytics and outsourcing solutions for the financial services industry. Its regulatory technology solutions help compliance organizations identify, monitor, manage and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations and other code of ethics violations.
Employeee Compliance Platform
This past year has seen significant organic and M&A-based growth for ComplySci, resulting in major enhancements to its product offerings. With the high-profile acquisitions of RIA in a Box, National Regulatory Services (NRS) and illumis, ComplySci accelerated innovation across its products and created a next-generation suite of compliance solutions for the financial services industry. The company also released Control Room and Conflict Check, which reimagine how compliance teams manage data, check for conflicts, and report to stakeholders. ComplySci provides a comprehensive employee compliance solutions suite to automate internal processes and reduce time spent gathering and reporting data. The company is positioned to exceed client expectations and continue upon its aggressive growth trajectory in the coming years.
Control Room and Conflict Check
ComplySci, the leading provider of regulatory technology and compliance solutions for the financial services sector, launched Control Room and Conflict Check, innovative workflow solutions to streamline firmwide activity tracking and conflict analysis. Control Room reimagines how compliance teams manage data, check for conflicts and report to stakeholders. With Control Room, compliance teams can log, organize and monitor any type of information or activity that matters to the organization, including insider information, firm trades or expert network requests. ComplySci’s unique Conflict Check searches across all firm and employee data, allowing compliance to holistically assess potential conflicts of interest or market abuse. Conflict Check makes it simple to quickly check for conflicts across historically disparate data sets, empowering compliance teams to make more informed business decisions.