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Department of Labor sign DOL fiduciary rule
Regulation & Compliance
DOL Puts Fiduciary Rule on HoldDOL Puts Fiduciary Rule on Hold

The government seeks to suspend pending litigation surrounding the fiduciary rule, to allow the Labor Department to decide how to proceed under the new administration.

byDiana Britton, Managing Editor
Feb 14, 2025
|
1 Min Read
Marwa Zakharia AssetBook
Support Platforms
AssetBook CEO Marwa Zakharia Steps DownAssetBook CEO Marwa Zakharia Steps Down
byDiana Britton
Feb 14, 2025
1 Min Read
David Canter
Investing Strategies
David Canter Joins Green Investment CompanyDavid Canter Joins Green Investment Company
byDiana Britton
Feb 14, 2025
1 Min Read
team building concept abstract illustration with geometric shapes
Career Moves
The Right Way to Build a TeamThe Right Way to Build a Team
byJason Diamond
Feb 14, 2025
1 Min Read
Hightower office
RIA
Hightower CEO Change Could Signal Next Phase of RIA's GrowthHightower CEO Change Signals Next Phase of Growth
byAlex Ortolani
Feb 14, 2025
1 Min Read
thumbnail
RIA
Deals & Moves: LPL, Ameriprise Add Advisors Amid Mounting Legal DisputesDeals & Moves: LPL, Ameriprise Add Advisors
byAlex Ortolani
Feb 14, 2025
1 Min Read
globe data stock market
WealthTech
The Data Demands for Cross-Border Wealth Management Innovations
The Data Demands for Cross-Border Wealth Management Innovations
Feb 13, 2025
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1 Min Read
byAshley Longabaugh , Principal Analyst, Celent
businessman with briefcase walking up steps advisor growth
RIA
Cerulli: Independent RIAs to Outpace All Other Channels by 2028
Cerulli: Independent RIAs to Grow 4% Through 2028
Feb 13, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Satayan Mahajan, CEO, Datalign Advisory
Artificial Intelligence
Link Ventures Invests Another $5M In Prospecting Platform Datalign Advisory
Datalign Advisory Raises $5M More From Link Ventures
Feb 13, 2025
|
1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
iphone imessage text messaging
Client Relations
Left on Read: The Cost of Ignoring iMessage Compliance
The Cost of Ignoring iMessage Compliance
Feb 13, 2025
|
1 Min Read
byHarriet Christie, Harriet Christie, Chief Operating Officer, MirrorWeb
businessman adding piece to pie chart 401(k)s
RPA
Yes, Advisors Can Manage Their Clients’ 401(k) Accounts
Yes, Advisors Can Manage Their Clients’ 401(k) Accounts
Feb 13, 2025
|
1 Min Read
byBrenden Gebben, CEO, Absolute Capital Management
Diamond Podcast for Financial Advisors Sweet Financial Partners Brian Sweet Louis Diamond
Professional Development
The Diamond Podcast for Financial Advisors: The Lifecycle of a Billion Dollar Business
The Diamond Podcast: The Lifecycle of Sweet Financial Partners
Feb 13, 2025
byLouis Diamond, President
Kabir Sethi
Artificial Intelligence
Kabir Sethi Joins Board Of AI Startup Zeplyn
Kabir Sethi Joins Board Of AI Startup Zeplyn
Feb 13, 2025
|
1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Robinood app phone
WealthTech
Robinhood Revenue Doubles, Fueled by Surge in Crypto Trading
Robinhood Revenue Doubles, Fueled by Crypto Trading
Feb 12, 2025
|
1 Min Read
byPaige Smith
CFPB office HQ
Regulation & Compliance
CFPB Disarray Puts Future Fintech, Bank Oversight Into Question
CFPB Disarray Puts Future Fintech, Bank Oversight Into Question
Feb 12, 2025
|
1 Min Read
byPaige Smith
Peter Crawford CD&R
Career Moves
CD&R Hires Former Schwab CFO to Guide Wealth Portfolio
CD&R Taps Ex-Schwab CFO for Wealth Investments
Feb 12, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
401k real talk
RPA
401k Real Talk Episode 139: February 12, 2025
401k Real Talk Episode 139: February 12, 2025
Feb 12, 2025
byFred Barstein, The Retirement Adviser University,
Peter Nesvold SignatureFD
RIA
SignatureFD Adds M&A Vet Peter Nesvold to Board
SignatureFD Adds M&A Vet Nesvold to Board
Feb 12, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Larry Restieri and Bob Oros Hightower
Career Moves
Hightower CEO Bob Oros To Step Down
Hightower CEO Bob Oros To Step Down
Feb 11, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
empty office chairs
Industry News & Trends
McKinsey Estimates Advisor Shortage of 100,000 by 2034
McKinsey Estimates Advisor Shortage of 100,000 by 2034
Feb 11, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Chris Lex Carmen Lex
RIA
Brothers Launch New RIA with LPL; Bluespring Adds Independent RIA
LPL, Bluespring Make RIA Additions
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Acting SEC Chair Mark Uyeda
Regulation & Compliance
Acting SEC Chairman Pauses Legal Defense of Climate Rule
Acting SEC Chairman Pauses Legal Defense of Climate Rule
Feb 11, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
dollars graph Private equity RIAs
RIA
Fidelity: PE Fueled Record 89% of RIA Deals in 2024
Fidelity: PE Fuels Record 89% of RIA Deals
Feb 11, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Peakline Partners Bill Rudnick, executive managing director
Alternative Investments
Private Markets Investments Firm Cresset Partners Rebrands as Peakline Partners
Cresset Partners Investment Firm Rebrands as Peakline Partners
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Kathy Wunderi Wealth.com
Career Moves
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Top Hollywood Attorney Joins Wealth.com’s Legal Team
Feb 11, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Robert Sofia Snappy Kraken
Marketing
Snappy Kraken Launches AI-backed RIA Enterprise Hub
Snappy Kraken Launches AI-Backed Enterprise Hub
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Hershey Wealth Advisors Merit Financial
RIA
Merit Acquires $233M Pennsylvania RIA From Osaic
Merit Acquires $233M RIA In Pennsylvania
Feb 11, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
U.S. Supreme Court building
Regulation & Compliance
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Broker Uses Recent Supreme Court Decisions In Case Against FINRA
Feb 10, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Sugarloaf Wealth Management Principal Jason Connolly Prime Capital Financial
RIA
Prime Capital Gains Foothold in Atlanta with $1B RIA
Prime Capital Adds 1B Atlanta RIA
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
WealthManagement.com website Informa SCM
Industry News & Trends
Editor’s Note: A Website Refresh
Editor’s Note: A Website Refresh
Feb 10, 2025
|
1 Min Read
byDavid Armstrong, Executive Director, Content and User Engagement at WealthManagement.com
courthouse steps
RPA
Forfeiture Lawsuits Set to Upend 401(k) Plans
Forfeiture Lawsuits Set to Upend 401(k) Plans
Feb 10, 2025
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
Kristen Larson Sanctuary Wealth breakaway UBS
RIA
$200M Advisor Leaves UBS to Go Independent with Sanctuary
Sanctuary Lands New $200M Minneapolis RIA
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
Dave Breslin General Catalyst GC Wealth
RIA
Q&A: Dave Breslin Ushers General Catalyst Into the Wealth Business
Dave Breslin Ushers General Catalyst Into the Wealth Business
Feb 10, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Mariner Wealth Advisors CEO Marty Bicknell
RIA
Mariner to Add 250 Senior Wealth Advisors in Major Recruiting Push
Mariner Recruiting for 250 Senior Wealth Advisors
Feb 10, 2025
|
1 Min Read
byAlex Ortolani, Senior Reporter
401k retirement plans fingerprint
Support Platforms
WealthStack Roundup: Future Capital Partners With Axos
WealthStack Roundup: Future Capital Partners With Axos
Feb 7, 2025
|
1 Min Read

Latest news

Department of Labor sign DOL fiduciary rule
Regulation & Compliance
DOL Puts Fiduciary Rule on Hold
DOL Puts Fiduciary Rule on Hold

Feb 14, 2025

Marwa Zakharia AssetBook
Support Platforms
AssetBook CEO Marwa Zakharia Steps Down
AssetBook CEO Marwa Zakharia Steps Down

Feb 14, 2025

David Canter
Investing Strategies
David Canter Joins Green Investment Company
David Canter Joins Green Investment Company

Feb 14, 2025

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