Lessons learned from the wealth management industry.

The settlements with Northwestern Mutual, Guggenheim and Oppenheimer & Co. mirror other allegations concerning retaining electronic communications.

Also, business valuation tech provider Capitaliz hires a new executive and TIFIN acquires The Giving Place.

The saying “you get out what you put in” is true for data too.

Some compliance experts took issue with a recent Michael Kitces podcast that appeared to endorse a marketing strategy that includes soliciting and reposting clients’ Google reviews.

Mike Durbin says innovations in generative artificial intelligence are progressing at the same rate among consumers and institutions, while Sanctuary Wealth CEO Adam Malamed is worried about granting it decision-making powers.

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

One of the half-dozen participants in last year’s inaugural round, Sora Financial, was honored last week with the T3 Emerging Technology Award.