McKenna has been serving as interim CEO since March 2022, when former CEO Ed O’Brien accepted a new position as head of technology at Fidelity Institutional.

The Wipfli Financial Advisors acquisition comes with a retirement practice and a mass-affluent focused tech platform.

The accused hacked into more than 30 retail accounts at several U.S. brokerage firms to artificially pump up the price and trading volume of microcap stocks, according to the commission.

Quental was the former CEO of J.P. Morgan Securities; his death comes just weeks after his tech startup announced an initial seed round of funding from a long roster of well-known RIA leaders.

Products like Toggle, though hardly revolutionary, nonetheless represent significant steps forward in improving day-to-day efficiency for advisors.

Like it or not, you are in the digital space. Here’s how to start using it to your advantage.

If legislative action follows a blueprint established decades ago by the biotechnology industry, it can help fuel innovation and encourage continued adoption. 

The real game changer is blockchain technology, says Jenny Johnson.

The attorney and founder of Smart Kx talks about the why behind her startup, among other things.