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In its latest round of FAQs, the DOL clears up retirement-plan advisors' confusion around 408(b)(2) disclosures and recommendations to increase contributions and plan participation.
New York's Department of Financial Services set a series of rolling deadlines for companies to become compliant with the new standards. The first is imminent.
As one of the largest RIAs in the country, we could have thrown our weight around ages ago. Instead, while others scrambled to change their business models, we just kept quietly building.
A federal appeals court judge asked a lot of questions of the Department of Labor, focused particularly on prohibited transaction exemptions that already exist under ERISA.