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"I am not comfortable that the American investing public understands the substantial risks that we face systemically from cyber issues," SEC Chairman Jay Clayton said.
The brokerage believes the future of the business depends on gender equilibrium with the client base, and will begin benchmarking success (and failure) across regions to achieve it.
The department said it would not bring claims against advisors or firms who fail to comply with the private-right-of-action portion of the best-interest contract exemption of the fiduciary rule.