The cash flow and enterprise value of an independent advisory are better than a wirehouse.

Fintech tools like robo advisors should not be viewed as competition; they actually help advisors and clients better communicate and interact.

The asset and wealth managements are too complacent about fintech, Howard University adds CFP programs and U.S. household wealth reaches new highs.

The decisions we make over the next five years will radically shape our ability to compete, and even survive.

Merrill Lynch fined by the SEC, the SEC issues a warning about unregulated cryptocurrency exchanges and eMoney creates a continuing education CFP program.

The bank is also under investigation by the Department of Justice regarding sales abuses.

Awareness and thought-leadership strategies are more aligned with how wealthier prospects select advisors.

Technological innovation is a necessity today, but it’s no substitute for human relationships, expertise and guidance.