Two cases late last year and recent regulatory actions have underscored the need for firms to work this year on developing practice standards if they offer robo-advisory services or expect to do so.
Micah Shilanski transitioned from working 70-plus-hour workweeks to refining his practice down to the point where he can service all of his 160 clients while being in the office only four months of the year.
Financial advisor conferences have booked anyone from Vanilla Ice to John Mellencamp to perform at their annual events.
A prominent advisor and the founder of an RIA operations network partnered to create a technology guidebook for firms changing hands.
The redesign is intended to bring clarity to the relationship between Carson Coaching, Carson Partners and Carson Wealth.
How to destroy quid pro quo.