Summit Brokerage Services will pay more than $550,000 in restitutions to clients who suffered losses, according to the FINRA action.

An Introduction to Independence: Five Key Podcast Episodes to Jumpstart Your Knowledgebase

The one-size-fits-all retirement seminar or steak dinner doesn't cut it anymore.

Have each of your top clients introduced you to six people? Probably not, but that’s fixable.

Meet—and exceed—client expectations by utilizing a variety of tools and strategies to add value, rather than just working harder.

Intellectual Capital Group recently moved their $800 million book of business from Ameriprise to LPL. Not without a few snags.