Successful financial advisors know what their clients really think about them. Period. With that in mind, we talked to Katherine Wertheim, a fund-raising consultant for nonprofits in Ventura, Calif., about her experiences as a client.
The Financial Planning Association, whose membership includes thousands of CFPs, wants the CFP Board to delay enforcement to coincide with new SEC rules.
Peace of Mind Financial Planning's Linda Leitz describes the process she uses to discuss fees with clients.
Jul 09, 2019
Rising health care costs plus declining retirement savings equals big challenges for advisors and clients.
Model FA's new site includes a blog and podcast series with financial planners and experts on how to build and thrive as independent advisor or firm in the industry.
If you notice early symptoms of dementia, you can be instrumental in assuring your client is protected.
The advisors argued the firm had reported 'inaccurate' information on their CRDs, making it difficult for them to find new work in the industry.
Top breakaways say the move was far less about a desire to have their own businesses and more about doing better for their clients and careers.