Groups such as the Heritage Action for America, FreedomWorks, Americans for Tax Reform and the National Black Chamber of Commerce call the SEC's proposal an "expensive 'solution'" to a "potentially non-existent 'problem.'"
A new Vanguard Research study indicates that advice, both human and algorithmic, can help investors diversify.
Clients are much more inclined to leave an advisor due to an operational snafu than for investment performance.
If the Protecting the Right to Organize Act passes the Senate, tens of thousands of advisors would no longer be classified as independent contractors.
The sordid story of the Astros’ elaborate use of illegal schemes is a useful client conversation starter.
Which is the best for financial advisors?
It takes a mix of factors for firms of different sizes to find success with digital-lead-generation services.