Merrill's new acquisition strategy sputters as 80 percent of Advest reps walk

A labor lawyer, armed with depression era law that was originally intended to protect blue-collar workers, is threatening Wall Street's age old compensation structure. Do you deserve to be paid overtime? Sick of paying your assistants salary?

Savvy investors know how to keep customer complaints down and profit from those they can't

The 26th annual Outstanding Broker Awards honors 10 of the most able, yet charitable, financial advisors in the country

Supportive work environments and the ability to work out their own schedules

Piper Jaffary is the latest wirehouse deal for a regional

Financial advisors have the best jobs after college professors and software engineers, according to a recent research report from Money magazine and Salary.com.

James Shorris has been promoted as the NASD's executive vice president and head of enforcement. Shorris joined the NASD in November 2003 and has been responsible for the operational management of the Enforcement Department, supervising a staff of...

Jessica Bibliowicz says her National Financial Partners has found an enduring formula for buying small firms to make a big empire

UBS has hired a prominent black Smith Barney broker.he move came as UBS was negotiating settlement of a class-action suit brought by two black employees who alleged that the firm has systematically discriminated against blacks