Phoenix-based Advisor Group has more than 7,000 advisors nationwide.

A new Morningstar report suggests there is broader support for sustainable investments, beyond women and millennials.

Rochester, N.Y.-based Meliora Wealth Management and Allied Financial Partners are joining an office of supervisory jurisdiction of Securities America from Cambridge Investment Research.

A New Jersey woman claims a broker with Wells Fargo Advisors Financial Network used proceeds of her late husband's life insurance policy to invest in speculative options and volatile non-income-producing individual securities such as Facebook.

The fate of the ballyhooed Bakkt project is in the hands of state regulators now.

Three of the 171 individuals named in special counsel Robert S. Mueller III's report have backgrounds in investment management.

Once the deal closes, Broadridge’s Matrix subsidiary will become one of the largest independent service providers of custodial and sub-custodial solutions with about $420 billion in assets under administration and more than 118,000 plan accounts...

Morgan Stanley gets about half its annual revenue from wealth management, which helps it ride out weak periods for trading and investment banking.