Title protection, which is supported by 78% of FPA members, would create minimum standards for the use of the term "financial planner."

In the latest RIA Deal Book, DeVoe & Company sees resiliency in mergers and acquisitions activity.

The Momentum platform adds specialized advice around career milestones, family changes and issues of diversity.

The firm argues David Anderson already attracted 15 former client households with about $24 million in business after moving to Stifel, according to a federal lawsuit.

Advisor demand for alternative investments is growing, according to a new Cerulli study, with exposures to intermittent liquidity products increasing sharply in 2021.

President and CEO Wayne Chopus sent letters to U.S. Senate and House leaders urging them to approve FY 2023 money for the SEC to make new hires in its Enforcement and Examination divisions.

Acquisition will add more than 400 advisors to the Mariner network and broaden platform offerings.