Elizabeth Hioe, a former McKinsey executive, replaces Martine Lellis, who was promoted to principal of M&A partner development in May.

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.

Gamified trading apps and niche ETFs have a cost that’s harder to spot but is little different from the damage inflicted on portfolios by high fees.

The advisory firm takes minority stakes in BFG Wealth and Canon Capital Wealth Management.

The technology provider serving over 1,000 firms globally also rolled out new dashboards and other product enhancements.

The deal adds 17 advisors to Kingswood’s RIA, as well as a turnkey asset management platform.

Finance is rushing to use rapidly evolving AI tools. As the machines get smarter, the risks get weirder.

The full extent of the benefits to real estate investment of lower rates will also depend on whether the Fed sticks a soft landing.

Debra Brennan Tagg was with Osaic for 25 years before jumping to NewEdge.

The bar is only getting higher.