John J. Woods pleaded guilty last year to a scheme that spanned more than a decade and harmed hundreds of investors throughout the country, according to the Justice Department.

The former Stifel and Wells Fargo executive will serve as Northeast division director for Raymond James’ independent advisor channel.

The changes come as CEO Abigail Johnson approaches a decade running one of the world's largest money managers.

Christopher Armstrong seeks to reverse a FINRA arbitration win for Morgan Stanley. The wirehouse filed that arbitration to recoup his part of a previous award owed to Charles Schwab.

Ed Stober will work to develop relationships within the nascent family office/CPA structure.

State Street’s exchange-traded fund assets under management more than doubled to $1.2 trillion during Thompson’s nearly six-year tenure at the firm.

Andrew Ober has worked in the industry for over 40 years, including a multi-decade stint at Merrill Lynch. He’s joining Raymond James' independent advisor channel.

After becoming Cresset's first president in May, Nesvold is leaving the rapidly growing RIA on Feb. 11.

Mike Durbin says innovations in generative artificial intelligence are progressing at the same rate among consumers and institutions, while Sanctuary Wealth CEO Adam Malamed is worried about granting it decision-making powers.