Maya Joelson Joins Savvy Advisors from Perigon Wealth Management

Nov 17, 2023

Joining as a founding managing partner and global investment strategist, Joelson brings an impressive resume to the nascent, tech-centric advisory platform.

The Healthy Advisor: Overcoming Limited Opportunities and a Learning Disorder with Heather Kelly

Nov 15, 2023

Growing up with a single mom, a disabled sister and a personal struggle with dyslexia, Heather Kelly should have been a statistic. Instead, she has become one of the most successful and inspiring women in financial services.

Aaron Klein to Step Down as Nitrogen CEO

Nov 14, 2023

Saas veteran Dan Zitting will succeed Klein on Dec. 4, in a change that had been in the works for several months.

Q&A: Philipp Hecker, CEO of Bento Engine

Nov 14, 2023

The co-founder discusses the why of Bento through to the predictive client-communications platform's just announced partnership with marketing firm FMG Suite.

Avantax CEO Chris Walters Will Step Down After Merger With Cetera

Nov 13, 2023

The news comes as Avantax faces three lawsuits and "multiple" demand letters from stockholders asking the company for additional financial disclosures.

Snowden Lane Exceeds $1B in Recruited Assets in 2023

Nov 13, 2023

The seventh breakaway advisor to join Snowden Lane this year, William “Trey” Jones III managed $230 million at Merrill Lynch.

RIA People Roundup: EP Wealth Advisors Taps Kyle Miller to Lead M&A

Nov 10, 2023

A host of ‘strategic’ hires and promotions were announced this week, as firms continue to focus on growth.

Cambridge Hires Former LPL Exec to Boost Acquisitions

Nov 09, 2023

Dee Morgan will take a more proactive approach to acquisitions of both broker/dealers and RIAs, whether that's through minority, majority or 100% stakes.

Mindy Diamond on Independence: $3B Former UBS Advisor Finds His New Edge

Nov 09, 2023

Ghislain Gouraige, a 15-year UBS veteran and former leader of the firm’s Private Wealth Advisory Council, talks about what led him down the path to leave the wirehouse and build NewEdge Wealth with colleague Rob Sechan.

CFP Board Begins Publishing Detailed Disciplinary Details

Nov 09, 2023

The Board’s Disciplinary and Ethics Commission previously released anonymized iterations of its public sanctions, but starting today the Board will make the actual orders available to the public.