The addition of Gil Addeo is key to expanding Axos' services to independent broker/dealers and RIAs, the company says.

Rob Pettman, an LPL veteran of 19 years, has joined the technology incubator.

Or will the family be able to squeeze the over $33 million they’re owed in civil judgments out of The Juice’s estate?

Deadlifts beat discounted cash flow on the new buff Wall Street.

Also, former LPL exec Heather Randolph Carter will serve as CMO. The news comes just days after CEO and Founder Ron Carson stepped down.

Nine former advisors are suing United Capital over its attempts to move arbitration proceedings from FINRA to another venue, accusing the firm of “pure gamesmanship” and “forum shopping.”

Managing Partner and Chief Strategy Officer Burt White will take over for Carson as chief executive of the $35.5 billion AUM RIA.

The new role will partly support 55ip, whose CEO, Paul Gamble, revealed last week that he would step down from that post in September.

Rob Pettman is leaving the independent broker/dealer after 17 years to join a fintech firm.