Wealth Enhancement Group acquired its third New York office.

Shih is moving into the role of executive chairperson; COO Mike Boese is taking over as CEO.

Matthew Clason cultivated a personal relationship with the client, who considered him 'a good friend.'

The trio of advisors and additional staff will join the firm's employee advisor channel from UBS and will be headquartered in Kansas City.

The RIA industry is going through a transformation and there are four catalysts behind it, says Mark Tibergien.

The former NBA player opens up about how his financial advisor helped him get past his gambling problem and divest 16 cars.

A U.S. District Court judge sentenced Sean Donald Premock to 10 years in prison for defrauding his elderly and family member clients out of their life savings.

The former head of Pershing's custody business is back, this time serving as a board member for $20 billion family office Pathstone.

David C. Coggins, the owner of Coral Gables Asset Management, allegedly defrauded investors by misrepresenting the performance of a private fund, according to a complaint filed by the SEC.

The actor and former wrestler is joined by his ex-wife, Dany Garcia, to help Acorns users open UTMA/UGMA accounts.