Smaller advisory firms are still leading the charge with technology adoption, but that doesn’t necessarily indicate that technology is less important to larger firms.
A quarter of nearly 2,000 firms surveyed by RIA in a Box, a technology firm ...
Advisors who spend more of their time on asset gathering and retention activities tend to have higher AUM growth rates and revenue growth than those focused on investment management, according to a new study conducted by FP Transitions and...
The $7.3 trillion IRA market is the largest and fastest-growing segment of the U.S. retirement market, but it could be threatened by new rules from the Department of Labor...
Already overwhelmed by the compliance requirements for email, newer forms of communication like social media and texting are proving to be a compliance challenge for financial services firms.
According to a survey of compliance professionals b...
There are 74,644 people who hold the CFP mark, up 37 percent from 2007. Despite this growth, the base of CFP members still doesn’t reflect the general population, which is more ethnically, gender- and age-diverse...
How well do you know movies about finance and Wall Street? Test your knowledge of well-known movie lines with this quiz. Simply select which movie the given quote is from. You’re on the honor system, so no Googling. Your own memory and intuit...
