EJ and Another Fine

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Oct 3, 2005 3:01 pm
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Edward Jones fined 300G by NASD October 3, 2005   < = src="/s/crownpeak.js" =text/> Edward D. Jones & Co. LP of St. Louis was fined $300,000 by Washington-based NASD last Thursday for failing to disclose the yield in more than 86,000 municipal bond transactions totaling more than $1 billion in sales from January 2003 to April 2004.

Edward Jones, in a statement, said that it received no customer complaints and that the disclosure issue was limited to customers' selling, not purchasing, municipal bonds.   
Oct 4, 2005 9:23 am

uwec86—I can see it now…“We didn’t do anything any different than anyone else, we are being picked because we are sooooo successful.” How did you get the ball rolling?

Oct 4, 2005 10:12 am

uwec86 spoke with the WSJ and the article "rocked Mr. Hill's world"

nice to see you back uwec!

Oct 4, 2005 1:30 pm

He's the original ball roller.

Oct 5, 2005 9:50 pm

I’ll really enjoy the day old Doug gets the boot…less than 3 months from now!

Oct 6, 2005 7:33 am

Any word on who will be replacing Doogie?