Without series 7
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I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???
[quote=fastcar]I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7??? [/quote]
Well then why are you asking us?
Maybe you should go back and re-read!
[quote=fastcar]I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7??? [/quote]
I recall putting ketchup on meat loaf???
[quote=fastcar]If you have nothing to add......get a life[/quote]
I might not have a life, but I have a series 7.
[quote=My Inner Child]
[quote=fastcar]If you have nothing to add......get a life[/quote]
I might not have a life, but I have a series 7.
[/quote]
He's got a point.
[quote=fastcar]If you have nothing to add......get a life[/quote]
You are on the wrong site. And you asked a stupid question. Don't be surprised at the answers you are getting.
See, we have practices and we devote our careers to this. It is serious to us, not something we would do part time or on the side.
So, your question is insulting to us. And maybe you did not mean to insult us.
I just thought you might like an explanation for the abuse you will get.
[quote=My Inner Child]
[quote=fastcar]I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7??? [/quote]
I recall putting ketchup on meat loaf???
[/quote]
You know.... I'm beginning to really like Inner Child.
Fatcar - are you actually trying to lay out a case to enter this business as a producer, and keep your client base to under twenty-five (not to mention doing this without a license)? Doesn't that strike you as a bit unusual?
And - ketchup on meatloaf? Sounds like a scandanavian hotdish.
Meatloaf recipe #1 - 1 pound ground beef and 1 pound italian sausage, 3 cloves crushed garlic, 1 minced onion, 1/2 minced green pepper. Mix all together. Wrap in bacon (thick sliced), put in a baking dish. Top with hot sauce! Serve with 'chilled' merlot.
I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???
People have been tough on you with this question. It's good to see!
I'm guessing that you don't have no idea as to why people are being so tough on you. I'll give you a hint. Once you figure out what the Series 7 allows you to do, you'll understand why your question is nonsensical.
P.S. You are correct that you can advise 25 people or less without your series 7. You can also advise more than 25 people without it. You can even advise exactly 25 people without it.
[quote=apprentice]
Meatloaf recipe #1 - 1 pound ground beef and 1 pound italian sausage, 3 cloves crushed garlic, 1 minced onion, 1/2 minced green pepper. Mix all together. Wrap in bacon (thick sliced), put in a baking dish. Top with hot sauce! Serve with ‘chilled’ merlot.
[/quote]That’s the most useful thing in this thread so far.
Back to the topic, I give people financial advice all the time, and I don’t have my 7 yet. I don’t charge them though. And they’re the ones who actually put in the trade orders for their accounts.
Once I actually do this as a profession, though, I’ll get the 7.
[quote=anonymous]
I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???
People have been tough on you with this question. It's good to see!
I'm guessing that you don't have no idea as to why people are being so tough on you. I'll give you a hint. Once you figure out what the Series 7 allows you to do, you'll understand why your question is nonsensical.
P.S. You are correct that you can advise 25 people or less without your series 7. You can also advise more than 25 people without it. You can even advise exactly 25 people without it.
[/quote]
anonymous...thank you for the only response with merit..others are just blowing it..
My top 20 is 50M...I have my series 7...looking to go part time..hence the question.
[quote=babbling looney] [quote=My Inner Child]
[quote=fastcar]I recall reading somewhere about licensure requirements
for advising 25 or less people can be done without a series 7??? [/quote] [/
P]
I recall putting ketchup on meat loaf???
[/quote]
You know… I’m beginning to really like Inner Child.
[/quote]What’s not to like?