Which independent firms to consider?

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Aug 16, 2005 8:29 pm

Can anyone recommend a reputable independent firm that is an RIA and B/D?  I need to be able to do commission and fee business.  I'm looking for an independent firm that:

1) doesn't require an existing book or level of production

2) allows outside business activities (ie selling mortgages)

Any thoughts or recommendations??? Thanks for the help!

Aug 16, 2005 11:22 pm


You can forget about LPL and RJ they are going to require past production.  You might want to consider working for a series 24 and they can work out a deal for you.  You wont get the highest payout however it will be better than most.  Just a thought