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Sep 13, 2006 5:10 pm

[quote=Greenbacks]

You charged your mother a commision

You must work in a wire house and they are teaching you that it is all about you and the firm getting paid and screwing the client! Even your own mother!    

[/quote]

What's wrong with charging a comission to family members? 

My parents are clients and they don't expect me to work for free or  to lose money because they are related to me.  Obviously if I can give them a discounted commission or charge the minimum to cover my ticket costs I will.    They don't abuse the relationship and neither do I.....but I AM in business.

BTW: the new poster is really NASD Newbie in a not very well done disguise.

Sep 13, 2006 8:13 pm

[quote=mikebutler222][quote=P G D M][quote=mikebutler222]None of those comments change the fact that it’s a low rent outfit that would allow a 5.7% YTB…[/quote] The low rent outfit is UBS and the amount of money you are complaining about is less than $25, the manager specifically approved the trade and the charge, and the customer did not complain.

Don't be jealous because you don't have a mother with $3,700.

[/quote] Great, I just read the other thread....

Geezze, Putsy, seek professional help...[/quote]

...don't feel bad...he fooled me too for a bit...what a sad way to entertain yourself...

Sep 13, 2006 10:20 pm

What does Pretty God D*** M_?__ mean?

Sep 13, 2006 10:25 pm
bankrep1 And you've been giving you're opinion for months

__________________

Normally I don’t bite at people, but this really needs clarification.  Bro, I offer advice on two subjects:

 

How an entry level kid can weasel his/her way into a wirehouse without having much professional experience. How to study for the NASD exams.  I should know, I failed the 7 two times.

 <?:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" />

Yes, I have been posting for several months but the content of my questions have been ENTRYLEVEL questions for the same 4 individuals: what wirehouse has the best program, prospecting tips, etc.  Do you even read my posts??       

Before you insinuate that I am a moron, make sure you can justify your claim. 

Sep 13, 2006 10:28 pm

And as far as the footnote, I stole it off of AnnuityGuy.    

Sep 13, 2006 11:54 pm

"Call them until they threaten to sue… then ask for the appointment 5 more times…. In the end you will open the account.. "

No, in the end you'll get fired because your firm will get tired of paying those DNCL fines.... 

Sep 13, 2006 11:56 pm

[quote=Greenbacks]

You must work in a wire house and they are teaching you that it is all about you ... getting paid and screwing the client! [/quote]

No, I pretty sure knucklehead isn't at a wirehouse  

Sep 14, 2006 2:57 am

[quote=mikebutler222][quote=Greenbacks]

You must work in a wire house and they are teaching you that it is all about you ... getting paid and screwing the client! [/quote]

No, I pretty sure knucklehead isn't at a wirehouse  

[/quote]

And I pretty sure that mikebutler wasn't an English major......

Sep 14, 2006 4:01 am

[quote=noggin][quote=mikebutler222][quote=Greenbacks]

You must work in a wire house and they are teaching you that it is all about you ... getting paid and screwing the client! [/quote]

No, I pretty sure knucklehead isn't at a wirehouse  

[/quote]

And I pretty sure that mikebutler wasn't an English major......

[/quote]

Ohhhh, you got me on a typo!  

Sep 14, 2006 11:39 pm

I cold walked today. It was fantastic. Got a free tan out of it. An old lady told me she had a Merrill broker and slammed the door on me.

Sep 15, 2006 11:16 pm

anabuhabkuss:

I cold walked today. It was fantastic. Got a free tan out of it. An old lady told me she had a Merrill broker and slammed the door on me.

-------------------------------------------

Well, there you go! Now, you know she's a qualified prospect (Merrill client) and your chances of opening an account with her increase to 80% after your eighth contact with the prospect. (I read that in an FA marketing book.) Only seven more contacts to go...

Sep 15, 2006 11:22 pm

[quote=doberman]anabuhabkuss:

I cold walked today. It was fantastic. Got a free tan out of it. An old lady told me she had a Merrill broker and slammed the door on me.

-------------------------------------------

Well, there you go! Now, you know she's a qualified prospect (Merrill client) and your chances of opening an account with her increase to 80% after your eighth contact with the prospect. (I read that in an FA marketing book.) Only seven more contacts to go...

[/quote]

Ask her if she has any interest in "turning off those broker fees and making more money."