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Series 66 or 65

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Jun 5, 2006 6:46 pm

[quote=Big Easy Flood]

[quote=joedabrkr]

By the way-your income estimates are a little off.
[/quote]

I know, but I felt like it would be good for you ego if I overstated your income.

Hope springs eternal at places like LPL, those who fail at being real brokers can drift their way and get one more chance.

[/quote]

You just keep telling yourself that.....we'll keep busy fillling out transfer papers!
Jun 5, 2006 7:06 pm

[quote=joedabrkr]

You just keep telling yourself that.....we'll keep busy fillling out transfer papers!
[/quote]

Yep, transfering four hundred and twenty two $10,000 accounts can be a real nightmare.

Jun 5, 2006 7:37 pm

FIGHT! FIGHT! FIGHT!!!

Reminds me of junior high days...except without the circle of kids and all the slapping and hair-pulling...

Jun 5, 2006 7:42 pm

[quote=Big Easy Flood]

[quote=joedabrkr]

You just keep telling yourself that…we’ll keep busy fillling out transfer papers!
[/quote]

Yep, transfering four hundred and twenty two $10,000 accounts can be a real nightmare.

[/quote]

::stifling a yawn::

Is that really the best you can do?  Next thing you're going to tell me that your Dad can beat up my Dad! 
Jun 5, 2006 7:43 pm

My current "On Wall Street" has arrived.  I note that Dennis Zank has a peculiar grin on his face.

Could it be that one of the Ray Jay groupies has her lips firmly planted on his.......well, you know.

Jun 6, 2006 1:34 am
Big Easy Flood:

It would be fun to have you cite what I said earlier that was wrong.

OK, if it makes you feel better:

[quote=Big Easy Flood]The Series 65 is for people who do not hold a Series 7.

It is my impression that you must take Series 66 since you do.[/quote]

[quote=Big Easy Flood]

[quote=The Truth]65 has nothing to do with the 7. 66 is a combo of the 65 and 63. 66 is said
to be a bit easier.[/quote]

Wrong.

People with Series 6 take Series 65 instead of 66 because it incorporates things like put and call strategies, types of municipal bonds and some things about tax shelters that the National Association of State Securities Administrators want the candidate to know.

Since those things are on Series 7 they are omitted from Series 66.

[/quote]

[quote=Big Easy Flood]I don't believe you get a choice.  You must take the Series 66, as I said the Series 65 is for people who do not hold a Series 7.[/quote]

You were right about one thing, at least.  It was fun to cite what you said earlier that was wrong. 

Jun 6, 2006 1:39 am

I have a Series 7 and a Series 65.  Whomever said you can’t is wrong.