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Thinking of starting RIA... Licensing Question

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Apr 22, 2011 5:25 pm

Eurythmic

Joined: 2011-04-22Offline

Thinking of starting an RIA... I currently have 7 and 66.  State requires 65 or 7+66 or CFP.  My understanding is that I have two years after resignation before my 7/66 expire.  Do I have to abandon them and start over with the 65 or can I wait two years? 

Apr 24, 2011 4:06 pm

Eurythmic

Joined: 2011-04-22Offline

Thanks iceco1d