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Sep 7, 2005 3:10 pm

Santee - you need to go back to about the 3rd grade.  Horrific.

Yes I agree that the vast majority of firms won’t allow you to do
taxes.  That’s why I work at a small independent where I own part
of the firm.  I can do basically whatever I want as long as
compliance doesn’t throw a fit.  I also don’t have a complaint
against me, my firm or any of the advisors so the NASD doesn’t say much.