None-sales-related jobs with a Series 7

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Jan 3, 2010 5:15 pm

You could get a job as an assistant that would allow you the possibly to get into the production side if you wanted to.

  Not sure about compliance and what they look for. I don't think the standards are very high though
Jan 3, 2010 5:23 pm

For compliance, you’ll need to get a 24 and 66 within a certain amount of time.  You’ll need a college degree and a general interest in Compliance.  But it really depends on the firm.  If you do BD compliance, you’ll want to shoot yourself in the face - Yes, FAs can be whinny babies that complain about the stupidest sh*t. 

Jan 3, 2010 7:31 pm

[quote=BioFreeze] [quote=Gaddock][quote=Ron 14]

Tell us more, please tell us more!

Nobody worth their salt brags about possessions or income on an internet forum. Nobody. [/quote]   Ron, He's 100% for real and helped me more than the training dept x 100. A good part of the T12 I have that so many find to outrageously high to believe was due to his help IMHO.   I'm owe him a great debt.  [/quote]

Your success and friendship are enough for me.
[/quote]   That means a lot to me. I'll do my best to pass it along my good friend.