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Aug 10, 2006 1:46 am


[quote=NASD Newbie]What is the name of the firm in New York you’ve never heard of?[/quote]

I think anonymity is nice, so I won't go there.  I'm not saying that if you indeed work there that it's not a bad place, I just haven't heard of it.  I work for a couple of smaller institutional money managers that many haven't heard of, but at the end of the day, they're great shops.


Hey BR-point of interest did you notice that the RR moderator clipped your post and didn't even note that they'd censored it?  I love speech has no home here, I suppose.
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Aug 10, 2006 12:41 pm

Wow.  I hadn’t even paid attention.  Oh well, I guess at the end of the day, it is less talk about NASD.

Aug 10, 2006 1:46 pm

Haha, well played BrokerRecruit.

Aug 10, 2006 2:08 pm

 takes a bow.

Aug 10, 2006 4:54 pm

This place is too quiet without Nasd Newbie.

Hurry back Newbie we need you to keep this place alive!

Aug 10, 2006 6:17 pm

Forget Newbie, what about Hotty Toddy!

Aug 24, 2006 6:17 pm

This guy really is an oldster whose advice on compliance and supervision is dangerous. 

Just remember ALL  abritration cases get reviewed by the regulators AND end up on your CRD.  The more cases that end up on your record (regardless of guilt or innocence) the harder it is to change firms.

Aug 25, 2006 1:45 am

NASD isn’t all that bad…I see more hate shown from so many toward a certain firm no names need mentioning.