[quote=NASD Newbie]What is the name of the firm in New York you’ve never heard of?[/quote]
I think anonymity is nice, so I won't go there. I'm not saying that if you indeed work there that it's not a bad place, I just haven't heard of it. I work for a couple of smaller institutional money managers that many haven't heard of, but at the end of the day, they're great shops.[/quote]
Hey BR-point of interest did you notice that the RR moderator clipped your post and didn't even note that they'd censored it? I love it....free speech has no home here, I suppose.
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Wow. I hadn’t even paid attention. Oh well, I guess at the end of the day, it is less talk about NASD.
This place is too quiet without Nasd Newbie.
Hurry back Newbie we need you to keep this place alive!
This guy really is an oldster whose advice on compliance and supervision is dangerous.
Just remember ALL abritration cases get reviewed by the regulators AND end up on your CRD. The more cases that end up on your record (regardless of guilt or innocence) the harder it is to change firms.
NASD isn’t all that bad…I see more hate shown from so many toward a certain firm no names need mentioning.